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The Asian Affairs > Latest News > SEC

Tag Archives: SEC

thailand's sec takes bold step bans thai investors from nvdr trading
Thailand

Thailand’s SEC Takes Bold Step: Bans Thai Investors from NVDR Trading

By Jasmine C.
November 24, 2023
in :  Thailand

In a groundbreaking move, Thailand’s Securities and Exchange Commission (SEC) is poised to implement a unique measure aimed at curbing potential fraudulent activities in the capital market. The imminent decision, set to be formally announced following endorsement by the SEC’s Capital Market Supervisory Board, marks a significant juncture in Thailand’s financial regulatory landscape. The focal point of this strategic move …

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Logo of Securities and Exchange Commission
Philippines

SEC to extend deadlines for company reports amid pandemic

By Jasmine C.
May 16, 2020
in :  Philippines

MANILA – The Securities and Exchange Commission (SEC) has extended the deadlines for the reportorial requirement of companies with fiscal years ending amid the coronavirus disease 2019 (Covid-19) pandemic. In an en banc meeting on May 7, SEC would allow companies with fiscal years ending between Jan. 31, 2020 and Mar. 31, 2020 to submit their annual reports and/or audited …

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